eGaming Operators
&
Software Suppliers

Regulatory Compliance
and Financial Crime

Helping Operators and Suppliers navigate the complex regulatory environments and enhance operational resilience:

• AML/CFT Code procedures and controls: development, implementation, and testing

• Codes of Practice - Policies and procedures: development, implementation, and testing

• Compliance Monitoring - audit and assurance

• Refresher training, tailored to senior staff and operational teams

• Assistance with both GenCompliance and AML statistical return reporting

• Mentoring and training of in-house compliance teams

• Business, Technology, and Customer Risk Assessment framework review

• Enterprise Risk Assessment framework review

• Whistleblower process review, training, and independent investigation*
  (*subject to conflict of interest check)

Regulatory visits, remediation,
and Enforcement Action

Whether it is the post-license visit, regular visit, or thematic inspection - it is imperative that Operators can demonstrate ongoing compliance with all of their regulatory requirements.

• Pre-visit preparation including mock inspections

• Post-visit response

• Visit Report - remediation project

• Business turn around and enforcement action response

• Regulatory liaison and ongoing progress reporting

Interim, fractional, or consultancy appointments

Providing interim, locum cover, and appointments in exceptional circumstances for the following positions:

• Executive Director

• MLRO / DMLRO

• AML/CFT Compliance Officer

• Personal Management Licenceholder (GB GC licenceholders)

For those Operators that do not require a full-time role holder, a fractional appointment or retained compliance consultancy arrangement may be more suitable.

Data Protection
and Information Security

Assisting businesses with GDPR compliance:

• Procedures, and controls: development, implementation, and testing

• Data mapping (compilation of the Data Asset Inventory)

• 2LOD Compliance Monitoring - audit and assurance

• Refresher training, tailored to senior staff and operational teams

• Data Breach management and response

Please note that Nexus does not provide Data Protection Officer services

Do you require eGaming consulting?

Please contact us for a no obligation discussion to see whether we can assist.